Unless the context requires otherwise, the following expression shall have the following meanings:
除非文義另有不同要求，以下短語均具有下列意義：

"Access Codes" means together the Password and the Login Name (or any of them)
「交易密碼」指密碼和登入名稱（或其中的任何一個）

"Account(s)" means any Securities trading account, to be operated by Telecom King Securities Limited
「帳戶」指由電訊數碼證券有限公司營運之任何證券交易帳戶

"Agreement" means this agreement, the Client Information Statement, any appendix entered into between the Company and the Client or issued by the Company regarding the opening, maintenance and operation of the Account(s) as may be amended from time to time, including any standing authority or written directions provided by the Client, as may be amended from time to time
「協議書」指本協議書、客戶資料表、任何就本帳戶之開設、維持及運作經本公司與客戶訂立或本公司發出之附件，以及客戶提供的任何常設授權或書面指示及所有該等文件不時作出之修訂

"Clearing House" means Hong Kong Securities Clearing Company Limited or such other foreign clearing houses
「結算公司」指香港中央結算有限公司或其他外國結算公司

"Client" means the person or persons who have signed the Client Information Statement and where the client is: (1) an individual includes the client and his respective executors and administrators; (2) in the case where the client is a sole proprietorship firm includes the sole proprietor and his executors and administrators and his successors in the business; (3) in the case of a partnership firm includes the partners who are the partners of the firm at the time when the client's said account being maintained and their respective executors and administrators and any other person or persons who shall at any time hereafter be or have been a partner of and in the firm and his respective executors and administrators and the successors to such partnership business; and (4) where the client is a company includes such company and its successors.
「客戶」指簽署客戶資料表之人士， (1)若該客戶是個人，則包括該客戶及其各自的遺囑執行人及遺產管理人；(2)若客戶是獨資經營的商號，則包括獨資經營者及其遺囑執行人及遺產管理人以及其業務的繼承人；(3)若客戶是合夥經營商號，則包括在客戶的該等戶口維持時的商號合夥人及其各自的遺囑執行人及遺產管理人，以及在其後任何時候將成為或已成為商號合夥人的任何其他人士及人士等及其各自的遺囑執行人及遺產管理人及該合夥業務的繼承人；(4)若客戶是一間公司，則包括該公司及其繼承人。

"Company" means Telecom King Securities Limited
「本公司」指電訊數碼證券有限公司

"Derivative Product" means a financial contract traded on a stock exchange or over-the-counter whose value is designated to track the return on or is derived from currencies, interest rates, securities, bonds, money market instruments and other commodities, financial instruments, reference indices or any other benchmark
「衍生產品」指指任何透過股票交易所或場外交易的財務合約，而該財務合約的價值是根據衍生自兌換率、利率、證券、債券、貨幣市場工具及其他商品、金融工具、參考指數或其他任何基準指數

"Electronic Services" means the Electronic Trading Service, the Internet Trading Service and the Mobile Electronic Service “MangoTrade”
「電子服務」指電子交易服務、互聯網交易服務和流動電子交易服務“投資寶”

"Electronic Trading Service" means any facility provided by the Company which enables the Client to give electronic instructions to purchase, sell and otherwise deal with commodities and information services
「電子交易服務」指由本公司提供的，客戶能透過其發出電子指示買賣或以其他方式買賣商品的任何設施和資訊服務

"Event of Default" means any of the event(s) referred to in Clause 16 of this Agreement
「違約事項」指指根據本協議書第16條之任何事項

"Exchange" means The Stock Exchange of Hong Kong Limited, or such other foreign stock exchanges or markets or over-the-counter markets
「交易所」指香港聯合交易所有限公司或其他外國股票交易所或市場或場外市場

"Financial Accommodation" has the meaning given to that term in the Securities and Futures Ordinance
「財務通融」指證券及期貨條例內所賦予該詞語之定義

"Hong Kong" means the Hong Kong Special Administrative Region of the People’s Republic of China
「香港」指中華人民共和國香港特別行政區

"Instruction" means the instructions (i) for dealing in Securities or other assets or property held in or on behalf of the Account, (ii) for the transfer, deposit or withdrawal of funds or Securities or other assets or property into or out of the Account including transferring into or from any other account of the Client with the Telecom King Securities Limited, (iii) for the provision of Financial Accommodation and/or (iv) for any other act relating to the operation of the Account
「指示」指有關(i) 帳戶內或代帳戶所持有之證券或其他資產及物業的交易；(ii) 帳戶內進行轉讓、寄存或提取資金、證券或其他資產及物業(包括於本公司之任何客戶帳戶內進行轉讓)；(iii) 提供財務通融；及/或(iv) 帳戶運作之任何其他指示

"Login Name" means the Client's personal identification used in conjunction with the Password to gain access to the Electronic Trading Service, the Internet Trading Service and the Mobile Electronic Service and any other services offered by the Company
「登入名稱」指與密碼一併使用的客戶個人身份，客戶可籍此取得電子交易服務、互聯網交易服務和流動電子交易服務及本公司提供的任何其他服務

"Mobile Electronic Service" means a service to be provided by the Company in conjunction with certain mobile phone operators from time to time including, inter alia, functions such as account enquiry, securities trade, securities quote and enquiry hotline, as the Company may specify from time to time
「流動電子交易服務」指將由本公司會同若干流動電話經營商不時提供的，其中包括本公司可不時指明的帳戶查詢、證券交易、證券報價和諮詢熱線等服務

"Password" means the Client's personal password(s), used in conjunction with the Login Name to gain access to the Electronic Trading Service, the Internet Trading Service and the Mobile Electronic Service and any other services offered by the Company.
「密碼」指與登入名稱一併使用之客戶私人密碼，客戶可籍此取得電子交易服務、互聯網交易服務和流動電子交易服務及本公司提供的任何其他服務。

"Securities" has the meaning given to that term in the Securities and Futures Ordinance and may also include such other instruments assets or property as Telecom King Securities Limited may determine from time to time
「證券」指指證券及期貨條例內所賦予該詞語之定義及可包括電訊數碼證券有限公司不時指定之其他金融工具、資產及物業。

"Securities and Futures Ordinance" means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong) and any subsidiary legislations made thereunder as the same may from time to time be amended or re-enacted
「證券及期貨條例」指香港法例第571章證券及期貨條例及任何據其訂立的附屬法例(均經不時修訂或重新制訂)

"SFC" means the Securities and Futures Commission
「證監會」指香港證券及期貨事務監察委員會

"Transaction(s)" means any transaction in Securities effected on instructions.
「交易」指按指示進行之任何證券買賣

The Client confirms that the information provided in the Client Information Statement is complete and accurate. The Client will inform the Company of any changes to that information. The Company is authorized to conduct credit enquiries on the Client to verify the information provided for the purpose of ascertaining the financial situation and investment objectives.
客戶確認客戶資料表所載資料均屬完整及正確。倘該等資料有任何變更，客戶將會通知本公司。客戶特此授權本公司對信用狀況及投資目標進行查詢，以核實上述表格所載資料。

The Company will keep information relating to Account confidential, but may provide any such Information to the Exchange, the SFC and other relevant authorities to comply with their requirements or requests for information. The Company shall not be liable in anyway to the Client for any disclosure made pursuant to this Paragraph 2.2.
本公司將會把有關資料予以保密，但可以根據交易所，證監會及有關的權力機構之規定提供任何有關資料，藉此符合索取有關資料的規定及要求。本公司將不就依本2.2段所作之任何披露於各方面負上法律責任。

Where the Client is approved by the Company to engage in margin trading, the Client will be subject to the further terms and conditions set out in the First Schedule as the case may be. However nothing herein requires the Company to provide such other facilities. Where pursuant to these additional facilities, liabilities arise, then, in addition to any rights which the Company may have, the Securities held hereunder shall be subject to the charge herein as security or collateral therefore (without the need for any other documentation signed by the Client) and the same applies to all liabilities howsoever arising.
倘客戶獲本公司批准參與保證金交易，客戶將受附表一所載的其他條款及條件限制 (視乎情況而定)。然而，本文件的內容概無規定本公司提供該等其他貸款。倘根據此等額外貸款導致產生債務，則除本公司可能擁有的任何權利外，根據本文件持有的證券便須遵守本文件的抵押，作為該等債務的擔保或抵押品(毋須客戶簽署任何其他文件)，並適用於因任何原因產生的一切債務。

All Transactions with the Company under this Agreement shall be effected in accordance with all laws, rules and regulatory directions. This includes the rules of the Exchange and the Clearing House. All actions taken by the Company in accordance with such laws, rules and directions shall be binding on the Client.
本公司根據本協議書條款進行之任何交易，須遵照一切法例、規則及監管指示之規定而進行。這方面之規定包括交易所及結算公司之規則。本公司根據該等法例、規則及指示而採取之所有行動均對客戶具有約束力。

The Client shall be responsible for obtaining in advance and maintaining any governmental or other consent required in connection with the Client entering into this Agreement or the Company effecting any Transaction in connection with this Agreement.
倘若客戶簽訂本協議或本公司進行與本協議有關的任何交易須獲取任何政府及其他機構發出的同意，客戶有責任事先獲取該等同意及維持其有效性。

The Company may effect the Client’s transactions in such manner and through members or participants of any exchange or clearing house, or any other third party in the relevant markets as the Company may absolutely decide. The Company will act as the Client’s agent in effecting Transactions unless the Company indicate (in the contract note for the relevant Transaction or otherwise) that the Company is acting as principal.
本公司可根據其絕對酌情權決定以何種形式透過任何交易所或結算所的會員或參與者， 或有關市場的第三者執行客戶的證券交易。除本公司（在有關交易之成交單或其他合約單據內）註明以自己本身名義進行交易外，本公司將以客戶之代理人身份進行交易。

The Client may from time to time instruct the Company to effect transactions in Securities for the Securities Account, and the Company shall be entitled at its absolute discretion to refuse to act on such instructions. The Company shall not be obliged to give any reasons for such refusal. The Company shall not be liable to the Client for any loss whatsoever arising out of or in connection with its not accepting or acting on such transactions or omitting to give notice of the non-acceptance of any transactions.
客戶可隨時指示本公司透過證券帳戶進行證券交易。而本公司有絕對酌情權拒絕執行此等指示而無須提出任何理由。本公司毋須就客戶因或有關本公司不接受或不執行該指示或不作出不接納任何指示的通知而產生的任何損失負責。

The Company shall not be responsible to the Client for identifying whether or not an instruction is to sell for short account. The Client shall notify the Company when a sale order relates to Securities which the Client does not own i.e. involves short selling.
本公司毋須向客戶就核實該指示是賣空而負責。倘沽盤是有關並非由客戶擁有之證券，即涉及賣空交易，客戶須通知本公司。

Unless otherwise agreed, in respect of each Transaction, or unless the Company is already holding cash or securities on the Client’s behalf to settle the Transaction, the Client will
就每一宗交易，除另有協議外或本公司已代客戶持有現金或證券供交易交收之用，否則客戶

Due to the reason of physical restraints and rapid changes of securities prices, the Company may not always be able to execute the Client’s order in full or at the prices quoted at any specific time or “at best” or “at market” and the Client agrees to be bound by such executions.
由於客觀環境的限制及證券價格迅速改變， 本公司可能未必能夠全數執行或依照在某個時間的報價或按照 "最佳價" 或 "市價" 執行客戶的買賣盤， 但客戶仍同意受有關交易的約束。

The Company has the right to consolidate and/ or disaggregate an instruction to purchase and/or sell with the orders of other clients provided that the execution price of the instructions would not be less favorable than that executing the Client’s orders separately. Where there are insufficient securities to satisfy orders so combined, the transactions will be allocated between clients with due regard to market practice and fairness to clients.
本公司有權將任何買賣指示與其他客戶的買賣盤合併及/或分拆，惟執行指示的價格，不得低於個別執行有關指示所能達致的價格。如果未有足夠的證券以滿足這些經合併的買賣盤，本公司可在適當地考慮市場慣例及對客戶是否公平後，將有關交易在其客戶之間分配。

The Company and any of its directors and employees may from time to time trade on its or their own account on any Exchange. The Company may buy and sell securities on behalf of the Client from and to any associate or other clients of the Company whether acting as underwriter, sponsor or otherwise.
本公司及其董事及僱員可不時自行在任何交易所進行買賣。本公司可代客戶向任一聯屬公司或本公司的其他客戶買賣證券，不論本公司以包銷商、保薦人或其他身份進行。

The Company may take the opposite position to orders of the Client whether it is on the Company’s own account or on behalf of other clients of the Company. The Company is under no obligation to (i) inform the Client of any position at any one time taken by the Company; nor (ii) close any position of the Client in the Account notwithstanding the rights vested on the Company to do so on the terms of this Agreement.
本公司可採納與客戶指令對立的倉盤買賣證券(不論本公司是作自行買賣或代其的其他客戶進行買賣)。本公司沒有責任(i) 通知客戶其在任何時間當時所採納的倉盤或(ii) 針對客戶的帳戶內任一未平倉買賣進行平倉(縱使本公司在本協議書條款下享有權利代客戶平倉)。

If any rights issues, takeover offers, exercise of conversion or redemption or subscription rights, voting rights and others arise in relation to the Client’s securities, the Company shall use reasonable endeavours to notify the Client of the same and whether and by when any decision and/or payment in relation thereto is required by the Client. Subject to receiving the Client’s instructions in time to act thereon (and, where payment is required, to receipt of required cleared funds) the Company shall arrange for action to be taken, and the Company shall credit the securities account with the resulting securities or cash (if any). If any action is required in respect of such securities and the Client cannot be contacted or fails to give the Company punctual or adequate instructions for such action, the Client hereby authorizes the Company to act, provided that the Company shall be under no obligation to act, on the Client’s behalf in such manner as the Company shall in the Company’s absolute discretion think fit including exercising any rights in respect of securities of which the Client is the beneficial owner but which are registered in name of the Company. The Company shall not liable, in the absence of fraud or willful default, for any action that the Company may, may omit to, take in furtherance of such discretion.
倘有關客戶證券產生任何供股、收購建議、行使轉換權、贖回權或認購權、投票權或其他權利，本公司應盡合理的努力通知客戶有關事宜，以及客戶是否須及何時須就有關事宜作出任何決定及/或付款。待收到適時指示作出有關行動(及(如需付款)收到所需資金確數)後，本公司須安排執行有關行動，本公司須將最後所得的證券或現金(如有)計入證券帳戶。倘須就任何有關證券採取任何行動，惟未能聯絡客戶或未能就有關行動給予本公司準時或充足的指令，客戶謹此授權本公司按其的絕對酌情决定下認為適當的方式代客戶作出有關行動(惟本公司並無責任作出行動)，包括就客戶為實益擁有人，但以本公司名義註冊的證券行使任何權。在沒有欺詐行為或故意失責的情況下，本公司毋須為本公司就此等酌情决定可能或可能遺漏的進一步任何行動負責。

If the Client gives any Instruction to the Company outside Hong Kong, the Client agrees to ensure and represent that such Instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which the Client’s Instruction is given, and the Client further agrees that the Client will, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. The Client accepts that there may be taxes or charges payable to relevant authorities in respect of any Instruction given outside Hong Kong, and the Client agrees to pay such taxes or charges as applicable.
若客戶在香港以外地方向本公司發出指示，客戶同意確保及聲明，該等指示嚴格遵守該等指示發出時所在相關司法轄區的任何適用法律。客戶進一步同意，客戶接受在香港以外地區發出的指示，可能需向相關當局支付稅費或費用，客戶同意支付該等適用稅費或費用。

If the Client requests the Company to apply for Securities in a new issue for listing on any exchange, the Client:
如客戶要求本公司認購於任何交易所新發行的證券，則客戶：

If services are to be provided by the Company to the Client in relation to derivative products, the Company shall provide to the Client upon request product specifications and any prospectus or other offering document covering such products.
若本公司向客戶提供有關衍生產品的服務， 本公司應按照客戶的要求向客戶提供有關該產品的規格或章程或其他要約文件。

Unless otherwise specified, this Clause is made without prejudice and in addition to all the other provisions in this Agreement. Please note the risk disclosure statement in the attached relating to services provided through electronic means.
除非另有說明，本條之規定乃本協議書所有其他條款之附加且並不損害該等其他條款。請留意附上的有關通過電子設施提供服務之風險披露聲明內容。

The Company may provide the Client with Electronic Services, and the Client hereby requests the provision of such services, upon the terms and conditions as embodied in this Agreement, as modified, amended or expanded by any notice, letter, publication or such other document as may be issued from time to time by the Company.
本公司根據本協議書所載條款和條件為客戶提供電子服務，且客戶根據本協議所載條款和條件要求向其提供上述服務，而上述條款和條件可由本公司不時發出的通知、信函、出版物或其他文件予以修訂、修改或擴展。

The Client may from time to time instruct the Company, acting as the Client’s agent, to deposit, purchase and/or sell securities for the Account(s) or otherwise deal with securities, receivables or monies on behalf of the Client through the Electronic Services.
客戶可以隨時指示本公司以其代理人的身份透過電子服務為帳戶存入、購買及/或出售證券或以其他方式代表客戶處理證券、應收款或款項。

The Client agrees that the Client shall be the only authorized user of the Electronic Services under this Agreement. The Client shall be wholly and solely responsible for the confidentiality, security and loss and damages as a result of unauthorized use of the Access Codes.
客戶同意，客戶為本協議書項下電子服務之唯一授權使用者，將會負責對本公司發給的交易密碼保密、安全和非法使用時之損失及賠償。

The Client acknowledges and agrees that the Client shall be wholly and solely responsible for all instructions entered through the Electronic Services. The Client further acknowledges that the Electronic Services, the Company's website, and the software comprised in them, are proprietary to the Company. The Client undertakes and warrants that the Client shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer, damage, destroy or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the Electronic Services, the Company's website, and any of the software comprised in them. The Client agrees that the Company shall be entitled to close any or all of the Account(s) immediately without notice to the Client, and the Client acknowledges that the Company may take legal action against the Client, if the Client at any time breaches this warranty and undertaking or if the Company at any time reasonably suspects that the Client has breached the same. The Client undertakes to notify the Company immediately if the Client becomes aware that any of the actions described above in this paragraph is being perpetrated by any other person.
客戶承認並同意對透過電子服務發出的所有買賣指示自行承擔全部責任，並進一步承認電子服務、本公司的網頁以及構成上述服務的軟件均為本公司專有。客戶承諾和保證不會和不會嘗試以任何其他方式改變、修改、破解編程、以反向編程破解、破壞、毀壞或以其他方式更改電子服務、本公司的網頁以及構成上述服務的軟件的任何部分，亦不會嘗試在未獲授權的情況下使用上述任何部分服務。倘若客戶在任何時間違反上述承諾和保證或本公司於任何時間合理懷疑客戶已有上述違反時，客戶同意本公司有權不經通知即時終止客戶的任何和所有帳戶，客戶亦承認本公司可對其採取法律行動。客戶承諾在知悉任何其他人士從事本段所載任何上述行動時，即時通知本公司。

The Company will not be deemed to have received the Client's instructions or executed the Client's orders unless and until the Client is in receipt of the Company's message acknowledging receipt or confirming execution of the Client's orders. The Client agrees to immediately notify the Company if the Client does not receive the Company’s message acknowledging receipt or confirming execution of the Client’s orders, or the Client is in receipt of any messages in respect of transactions which the Client did not instruct, or the Client become aware of any unauthorized use of the Client Access Codes.
除非及直至客戶已收到本公司發出的信息，表示收到或確認已執行客戶的買賣指示，否則本公司不得被視為已收到或已執行客戶的買賣指示。客戶同意如果客戶沒有收到本公司就客戶的指示而發出的已收到或確認已執行的信息，或客戶收到涉及並非由客戶作出指示的交易的任何信息，或客戶發現任何有關客戶的交易密碼的未獲授權的使用，客戶會即時通知本公司。

The Client agrees to review every order before entering it as it may not be possible to cancel the instructions once given.
客戶同意在輸入每一個買賣指示之前會加以覆核，因為買賣指示一經作出，便可能無法取消。

The Client agrees that the Company shall not be liable for any loss or damage the Client or any other person may suffer as a result of using or attempting to use the Electronic Services unless such loss or damage are caused by willful default or gross negligence on the part of the Company. The Client further undertakes to indemnify the Company, on a full indemnity basis, on demand, for any loss or damage the Company may suffer as a result of the use of the Electronic Services, except to the extent that such loss or damage is outside the Client’s control.
客戶同意本公司不會就客戶或任何其他人士使用或嘗試使用電子服務可能遭受的任何損失或損害承擔責任，除非該等損失或損害是由於本公司故意失責違約或重大疏忽所導致。客戶進一步承諾，對因使用電子服務可能使本公司遭受的任何損失或損害，於本公司要求時如數作出賠償，但該等損失或損害是在客戶所能控制範疇以外則除外。

The Electronic Services provide the Client with an additional means to operate the account. The Client may also do so by calling sales representatives direct. If the Client experiences any problem in reaching the Company through the Electronic Services, the Client may use other methods to communicate with the Company and inform the Company of the difficulty the Client is experiencing.
電子交易服務為客戶提供額外的途徑以便操作有關客戶的戶口。客戶亦可直接致電本公司的營業員發出指示或進行查詢。如果客戶透過電子交易服務聯絡本公司時遇到困難，客戶可以使用其他的方法與本公司聯絡，並通知本公司客戶所遇到的困難。

The Client acknowledges that Exchanges and certain associations may assert proprietary interests and rights over all market data they furnish to parties who disseminate such data and agrees not to do any act which would constitute any infringement or encroachment of such rights or interests. The Client also understands that the Company does not guarantee the timeliness, sequence, accuracy or completeness of market data or any market information (including any information provided to the Client through the Electronic Services). The Company shall not be liable in any way for any loss arising from or caused by (1) any inaccuracy, error in or omission from any such data, information or message; (2) any delay in the transmission or delivery thereof; (3) any suspension or congestion in communication; (4) any unavailability or interruption of any such data, message or information whether due to any act of the Company; or (5) by any forces beyond the control of the Company.
客戶承認，該(等)交易所和一些機構對其等提供給數據傳送各方之一切市場數據擁有所有權益和權利，並同意不會採取任何可能對上述權益和權利構成侵權或侵犯的行動。客戶亦理解本公司不會保證該等市場數據或任何市場資料(包括透過電子服務提供給客戶的任何資料)的及時性、次序、準確性或完整性。本公司對下述事項所引起或造成之任何損失概不承擔任何責任：(1)任何上述數據、資料或信息的不準確性、錯誤或遺漏；(2)上述數據、資料或信息之傳送或交付延誤；(3)通訊中斷或阻塞；(4)不論是否由於本公司的行為所致之該等數據、資料或信息的無法提供或中斷；或(5)本公司無法控制的外力。

The Client agrees to pay all subscription, service and use fees, if any, that the Company may charge from time to time for the use of the Electronic Services. The Company will determine and give reasonable notice to the Client about the rate of any fee from time to time before they become effective which shall be binding on the Client if the Client continues to maintain or use the Electronic Trading Services on or after the effective date.
客戶同意支付一切本公司可不時就使用電子交易服務而收取的申領、服務及使用費。本公司不時就各類費用釐訂收費率，並在生效前的合理時間向客戶發出通知；如客戶於該等收費率生效日期當日或其後繼續保留或使用電子交易服務，則該等收費率即對客戶具有約束力。

The Client will be responsible to the Company and indemnify the Company on demand against any and all claims, demands, actions losses, damages, costs (including legal costs on full indemnity basis) and expenses resulting from any unauthorized use by the Client on the Internet and/or any of the information or data.
客戶將負擔本公司及於被要求時償付本公司任何及一切因客戶之任何未獲授權而使用網上服務及／或任何資料或數據而引起的索償、索求、訴訟、損失、損害賠償、費用（包括律師費）及支出。

The Client acknowledges and bears the risk that messages sending over the Internet may be delayed due to Internet traffic jam or other reasons. The Company shall not be responsible for any consequences of these delays, including without limitation delays in the transmission of instructions/orders to the place of execution or the transmission of reports of execution to the Client due to any failure of communication facilities, or any other delays beyond the reasonable control of the Company.
客戶明白經互聯網傳送訊息會受互聯網訊息流通擠塞或其他因素影響而發生延誤，客戶承擔此等風險。此等網絡延誤包括但不限於通訊設施失效引起之傳送指示/落盤予執行地或傳送執行報告予客戶之延誤，或其他不受本公司控制因素引起之延誤。本公司對此等網絡延誤所引起之後果或失誤一概恕不負責。

Communications over the Internet may be subject to transmission blackout, interruption, interception, or incorrect data transmission due to the public nature of the Internet or other reasons that are beyond the Company’s control. Messages sent over the Internet cannot be guaranteed to be completely secure. The Client shall be aware of and bear the risk of any delay, loss, diversion, alteration, corruption or virus infection of any messages/instructions either sent to or received from the Company’s systems. The Company shall not be responsible for any losses or damages incurred or suffered as a result thereof.
藉互聯網進行通訊及資訊傳遞，有可能會因公共網絡的公共性或不受本公司控制的其他因素而引致傳遞停頓、中斷、被截取、或資料傳遞失當或失準。藉互聯網傳遞之通訊及資訊不能確保安全及不受干擾。客戶須了解並承擔經本公司系統傳送出或傳進入本公司系統之任何訊息/指示皆存在延誤、損失、失準、變動、受干擾或病毒入侵的風險。本公司對此等情况所引起之損失或損害一概恕不負責。

The Client accept the risks of receiving or gaining access to services through and communication and conducting transactions over the Internet or other electronic means or facilities.
客戶接受透過互聯網或其他電子方式或便利設施通訊及進行交易及接受或取用服務的風險。

Any Securities which are held by the Company for safekeeping may, at the Company’s discretion:
由本公司妥為保管之任何證券，本公司可以酌情決定：

Where Securities are not registered in the Client’s name, any dividends or other benefits arising in respect of such Securities shall, when received by the Company, be credited to the Client’s Account or paid or transferred to the Client, as agreed with the Company. Where the Securities form part of a larger holding of identical Securities held for the Company’s clients, the Client shall be entitled to the same share of the benefits arising on the holding as the Client’s share of the total holding.
倘證券未以客戶之名義註冊﹔本公司於收到該等證券所獲派任何股息或其他利益時，須按客戶與本公司之協議記入客戶之帳戶或支付予或轉賬予客戶。倘該等證券屬於本公司代客戶持有較大數量之同一證券之一部份，客戶有權按客戶所佔之比例獲得該等證券之利益。

In relation to any Securities deposited with the Company, which are not registered in the name of the Client, any loss is suffered by the Company arising therefrom, the relevant Account may be debited (or payment made by the Client as may be agreed) with the proportion of such loss equal to the proportion of the total number or amount of relative Securities held on behalf of the Client.
任何寄存在本公司而非以客戶名義登記之證券，如本公司就此所受任何損失，可從有關帳戶中扣除（或如同意，由客戶支付）有關損失中按照代客戶所持證券之總數或金額比例計算的損失部份。

The Company will not return to the Client the securities originally delivered or deposited but will return securities of the same class, denominations and nominal amount and ranking to the Client.
本公司將不會向客戶交還客戶原先所交付或存放的證券，而只會向客戶付還同一類別、面值、名義數額及等級的證券。

The Securities and Futures (Client Securities) Rules provide that a licensed corporation shall neither deposit nor lend a client’s securities or securities collateral against loans or advances made to the licensed corporation for any purpose except with the specific written authority of the client concerned. The Client may give consent pursuant to the Securities and Futures (Client Securities) Rules to the Company and, if so, shall do so in a form to be provided to the Client by the Company. This form of consent will comply with the Securities and Futures (Client Securities) Rules which requires that, in the case of non-professional investors, any such consent shall specify the period for which it is current but shall remain in force for a period specified in such consent and shall, in any event, not exceed 12 months.
除非客戶特定書面授權，否則根據《證券及期貨(客戶證券)規則》，持牌法團不得存放或借出客戶證券或其就貸款或墊款對持牌法團所作的證券抵押品作任何用途。客戶可按《證券及期貨(客戶證券)規則》向本公司作出同意，倘作出有關同意則客戶須填寫由本公司提供的表棺。此表格須遵從《證券及期貨(客戶證券)規則》，規定非專業投票者作任何此等同意時，須註明其現行及將維持有效的期限，但不論在任何情況下不得超逾12個月。

Notwithstanding Clause 7.5, the Company is authorized by the Client to deposit the Securities with any relevant Clearance System, the Company’s nominee, or other entity or for the purpose of enforcing the security created by this Agreement or any sale of Securities permitted by this Agreement including any sale to realize monies to make any payment due to the Company pursuant to this Agreement.
儘管有第7.5條的規定，本公司獲客戶授權存放證券於任何有關的結算系統、本公司代名人或其他實體、或作為執行本協議書條款下設立的抵押，或此等絛款許可的任何證券沽售，包括任何沽售以變現款項支付根據此等條款應付予本公司的任何款項。

The Client will pay the commissions and charges, as notified, as well as applicable levies imposed by the Exchange from time to time, and all applicable stamp duties. The Company is authorized to deduct such commissions, charges, levies and duties from the Account in accordance with the rules prescribed by the Exchange from time to time.
客戶會就所有交易支付本公司之佣金及收費，繳付交易所徵收之適用徵費，及繳納所有有關印花稅。客戶特此授權本公司可以從帳戶中扣除該等佣金、收費、徵費及稅項。

The Client agrees to pay interest on all overdue balances and /or insufficient account(s) balance owing by the Client to the Company (including interest arising after a judgment debt is obtained against the Client) at such rates not exceeding Hong Kong prime rate (as quoted by HSBC); or the Company’s Cost of Fund plus _ % (5%(if cash account), 2.5%(if margin account) if no rate is specified in the space) or any other rate(s) from time to time determined by the Company without notifying the Client and on such other terms as the Company has notified the Client from time to time. Such interest shall be payable on the last day of each calendar month or upon demand being made by the Company.
客戶茲同意為其所欠本公司一切到期未付結餘及／或各帳戶不足結餘（包括客戶須償付之裁定債項所引致之利息），在每月最後一日應本公司要求按不超過香港最優惠利率(按匯豐銀行)或融資成本加 ____ %(如此空位不填補，則視為 5%(若現金客戶), 2.5%(若保證金客戶))或任何由本公司不時釐訂之其他利率（無須知會客戶及按本公司不時通知客戶之其他條款）支付利息予本公司。該等利息須在每個公曆之最後一日或應本公司之要求支付。

The Client will be responsible to the Company for any losses, costs, fees, debt collection charges, expenses and resulting from the Client’s settlement failures.
客戶將會負擔本公司因客戶未能進行交收而引起之任何損失，成本，費用，開支及第三者向客戶追討之費用。

If the Company engages the services of other Brokers or agents, the Company shall be entitled to accept and keep, for its own account, any commission or rebate which the Company may receive from any Company or agent in respect of any business the Company supplies to them on behalf of the Client.
倘若本公司聘用其他經紀或代理人，本公司有權接受及保留因本公司代表客戶提供生意予該等經紀或代理人而取得的任何佣金或回佣作為本公司本身收益。

Without prejudice to the Company’s right to terminate the Client’s Account in accordance with Clause 19 of this Agreement, the Company may charge a monthly maintenance fee on the Client’s dormant account if the Client has no trading activity for 1 year or more. Payment of such fees (if any) will be automatically deducted from the Client’s Account.
在不影響本公司根據本協議條款第19條的權利下，若客戶於1年或以上並無交易活動，本公司可就客戶的不活躍帳戶收取每月的維持費用。該等費用(如有)將會自動從客戶帳戶中扣除。

Client money of the Company shall be treated and dealt with in compliance with the provisions of the Securities and Futures Ordinance and relevant rules made thereunder and relevant client money from time to time received on the Client’s behalf will be paid into a segregated account for client money maintained in Hong Kong with an authorized financial institution or any other person approved by the SFC. The Client agrees that the Company shall be entitled to retain for its own benefit and not be accountable to the Client for any amounts of interest derived from the holding of client money on the Client’s behalf.
本公司的客戶款項所獲取的對待及處理須符合《證券及期貨條例》及其有關規則條文的規定，因此不時代客戶收取的有關款項將被存入在認可財務機構或獲證監員會批准的任何其他人士處開立而為持有有關的客戶款項目的而在香港開立及維持的獨立帳戶。客戶同意本公司有權為其本身的益處保留及無須向客戶交代任何代客戶持有的款項所產生的利息款額。

The Client’s Account shall be maintained, and all Transaction conducted, in such currency as instructed by the Client (“Reference Currency”) and in respect of any Transaction on any Account effected on any exchange or market in any other currency.
客戶之帳戶將按本公司接獲客戶指示之貨幣（「參考貨幣」）入賬，且其中之一切交易均以該貨幣記錄，而就任何交易所或市場以任何其他貨幣結算之任何帳戶證券交易亦然。

Any profit or loss resulting from exchange rate fluctuations affecting such other currency will be entirely for the Client’s account and risk. Such profit or loss will accordingly be credited or debited (as the case may be) to the Client’s Account.
因有關上述其他貨幣之匯率波動而產生之任何盈虧將全部由客戶享有及承擔風險，故此會在上述帳戶入賬或扣除（視乎情況而定）。

Subject to the provisions of the SFO and relevant rules made thereunder, the Company and its Affiliates shall have the Client’s standing authorization given on behalf of the Client itself and its Affiliates to (without being obliged so to do) effect fund transfers between any two or more of the Client itself and its Affiliates accounts maintained with the Company and its Affiliates (of whatever nature and whether individually or jointly with others) for the purpose of discharging or reducing the Client or any of its Affiliates' obligations or indebtedness towards the Company or its Affiliates and without further consent from or any notice to the Client or its Affiliates.
在《證券及期貨條例》及其有關規則的規限下，客戶代表客戶自己及其聯屬人持續授權本公司及其聯屬人(於無義務的情況下)於兩個或以上客戶及客戶的聯屬人於本公司及其聯屬人開設的帳戶(無論是任何性質及是否個別或聯名的帳戶)之間進行款項轉撥而無需客戶或客戶的聯屬人任何進一步的同意或被知會，藉此清算或減低客戶或任何其聯屬人須向本公司或其聯屬人所須履行的責任或償付的債項。

combine or consolidate all or any of the Client’s Account(s) with the Company, the Company’s holding companies (as defined in the Companies Ordinance) or subsidiaries (as defined in the Companies Ordinance) of any such holding company, including the existing Accounts, for trading in Securities and /or other instruments or investment of any description whatsoever and wheresover issued, quoted, dealt in or located; and /or
將所買賣各證券及／或其他各種性質之各地發行、報價、買賣或寄存之票據或投資所涉客戶之帳戶加以合併或綜合，所有或任何此等目前由本公司、本公司控股公司（按《公司條例》定義）及任何此等控股公司／屬下各附屬公司（按《公司條例》定義）為客戶開立及維持之帳戶，包括現存各帳戶﹔

set-off or transfer any sum standing to the credit of any one or more of such Accounts wherever suitable in or towards satisfaction of any of the Client’s indebtedness, obligation or liability to the Company on any Account or in any other respect whatsoever, whether such indebtedness, obligations or liabilities be present or future, actual or contingent, primary or collateral, several or joint, secured or unsecured.
而本公司亦可為清償客戶在任何帳戶或任何其他方面欠付貴公司之負債、承擔或債務扣除任何一個或以上該等帳戶之入賬款項，或將該等款項轉賬（視何者更適合），無論此等負債、承擔或債務是否目前或將來﹔實際或或有﹔基本或附屬﹔各自或聯合﹔有擔保或無擔保。

When such combination, consolidation, set-off or transfer requires the conversion of currency into another, such conversion shall be calculated at the spot rate of exchange (as conclusively determined by the Company) prevailing in such foreign exchange market as the Company may in the Company’s absolute discretion select the date of such combination, consolidation, set-off or transfer.
如上述合併、綜合、扣除或過帳戶要作出貨幣兌換，則所兌換的別種貨幣須按照當時外匯市場兌換率（由本公司最終決定）換算。本公司全權酌情選擇以上合併、綜合、扣除或轉賬進行日期。

All Securities held for the Client’s Account shall be subject to a general lien in the Company’s favor, for the performance of the Client’s obligations to the Client arising in respect of dealing in Securities for the Company. In enforcing the lien, the Company shall have an absolute discretion to determine which Securities are to be sold and which contracts are to be closed.
所有客戶帳戶內之證券均受制於本公司之全面留置權，以確保客戶履行對本公司代客戶買賣證券而產生之責任。在強制執行本公司之留置權時，本公司有絶對酌情權決定沽出何種證券及結清何份合約。

The Client hereby warrants, represents and undertakes to the Company that:
客戶向本公司保證、陳述及承諾 :

If, in relation to any particular transaction in the Client’s account, the Client is not the person or entity ultimately responsible for originating the instruction, the Client undertakes and agrees to provide information on the identity, address and contact and other details of such person or entity to the Company before giving the instruction direct to the relevant exchanges, government agencies or regulators within two days of the Company’s written request and such undertaking and agreement will survive any termination of this Agreement.
如果就客戶的帳戶任何某宗交易而言，客戶並非是最初負責發出該宗交易的指示的人士或實體(不論是否為法律實體)，客戶承諾及同意於發出該指示給予本公司之前，客戶會向本公司披露該人士或實體的身份、地址及聯絡與其他詳情。客戶亦承諾及同意會在本公司作出書面要求的兩日之內，直接向有關的交易所、政府機構或監管機構等披露該等資料。即使根據本協議書所作的任何合約終止行動出現，客戶作出的該等承諾及同意將仍然有效。

Where the Client is acting as an investment manager of any collective investment schemes, discretionary accounts or trusts. If there are any transactions in which the Client’s investment discretion is overridden, the Client agrees that the Client will advise the Company of such fact and provide information on the identity and contact and other details of the person overriding the Client’s investment discretion before giving the instruction to the Company. The Client also undertakes and agrees that the Client will disclose such information to the relevant exchanges, government agencies or regulators direct within two days of the Company’s written request and such undertaking and agreement will survive any termination of this Agreement.
如果客戶是作為任何集合投資計劃、全權委託帳戶或信託的投資經理，而如果客戶在任何交易的投資酌情權遭推翻，客戶同意會於向本公司發出有關交易的指示之前，通知本公司有關事實及提供推翻客戶的投資酌情權的人士的身份及聯絡與其他詳情。客戶亦承諾及同意會在本公司作出書面要求的兩日之內，直接向有關的交易所、政府機關或監管機構等披露該等資料。即使根據本協議書所作的任何合約終止行動出現，客戶作出的該等承諾及同意將仍然有效。

Without prejudice to any other effective mode of giving or making the same, any notice, demand or other communication (including, without limitation, statements of Accounts and order confirmations) sent to the Client at the address, electronic mail or fax number given in the Client Information Statement (or such other address , electronic mail or fax number as the Client has by five(5) days prior written notice specified to the Company) shall be deemed to have been delivered to the Client (a) if sent by post locally 2 business days after dispatch by the Company; or (b) if sent by overseas mail 5 business days after dispatch by the Company; or (c) if sent by fax or electronic mail, when dispatched by the Company.
在不影響任何其他有效形式下，任何按照客戶資料表所載之地址、傳真號碼或電子郵件（或由客戶以五（5）天事先通知本公司之其他地址、電子郵件及傳真號碼），郵遞予客戶之通告、繳款通知單或其他通訊（包括但不限於帳戶結單及買賣盤確認書），（a）如以郵遞方式發送至本地，於本公司寄發後兩個營業日視為已送達客戶；或(b) 如以郵遞方式發送至海外，於本公司寄發後五個營業日視為已送達客戶；或(c) 如以傳真或電子郵件方式發送，則由本公司發送時視為已送達客戶。

Any notice or communication made or given by the Client will be sent at the Client’s risk and will be effective only upon actual receipt by the Company.
就任何由客戶作出的通訊或通知，客戶必須個人承擔有關風險，及只當本公司實際收到有關通知後方能生效。

Any of the following events shall constitute an Event of Default:
以下任何事項屬違約事項：

If an Event of Default occurs, without prejudice to any other rights or remedies that the Company may has against the Client and without further notice to the Client, the Company shall be entitled to:
如違約事項發生，在不影響本公司其他任何針對客戶所有權利之補救方法和無須另行通知客戶下，本公司有權：

In respect of the Margin Account(s), if the Client commits a default in payment on demand of the deposits or margins or any other sums payable to the Company hereunder, on the due date therefor, the Company may terminate the Margin Account(s) without notice to the Client and sell or dispose of any or all Securities held for or on behalf of the Client in any manner and for such consideration as the Company may think fit and apply the proceeds thereof and any cash deposit(s) to pay to the Company all outstanding balances owing to the Company. Any monies remaining after such application of proceeds shall be refunded to the Client. The Client shall not have any right or claim against the Company in respect of, and the Company shall not in any way be responsible for, any loss arising out of such disposal howsoever such loss may have been caused and whether or not a better price could or might have been obtained.
就保證金帳戶而言，如客戶未能於本公司要求的到期日前支付按金或保證金或任何其他款項，本公司可毋須通知客戶而終止保證金帳戶，並按本公司認為合適的方式及代價出售或處置代客戶持有的任何或所有證券，亦可應用其收益及任何現金存款，藉此將所欠本公司之一切未清償餘額付予本公司。在應用有關收益後，如仍有任何餘款，將會退還予客戶。客戶並無任何權利向本公司申索處置有關證券所產生的任何損失，而在任何方面本公司亦毋須負責有關損失，不論有關損失以何種方式產生，亦不論可否取得更高價格。

If the Client is joint account holders, the Client’s obligations and liabilities under this Agreement shall be joint and several and the Company may in its absolute discretion take recourse against any one or all of the joint holders. Any notice, payment or delivery by the Company to either or any one of the joint account holders shall be a full and sufficient discharge of the Company’s obligations to notify, pay or deliver under this Agreement. The Company is also authorized by the Client to accept or carry out instructions from either or any one of the joint account holders. This Agreement shall not be affected by the death, incapacity or dissolution of any Joint Client.
如果客戶是聯名帳戶持有人，所有聯名帳戶持有人在本協議書之下的責任屬個別及共同的責任，而本公司可行使其絕對酌情權對客戶任何一人或全部採取追索行動。本公司向任何其中一名的聯名帳戶持有人作出的通知、支付及交付，將會全面及充份地解除本公司根據本協議書須作出通知、支付及交付的義務。客戶亦授權本公司可接受或執行任何其中一名的聯名帳戶持有人的指示。本協議條款不受任何聯名帳戶持有人身故、殘疾或解散的影響。

This Agreement shall be binding on the Client’s heirs, executors, administrators, personal representatives, successors and assignees, as the case may be.
本協議書條款須對客戶的承任人、遺囑執行人、管理人、遺產代理人、繼承人及承讓人(視情況而定)有約束力。

This Agreement may be terminated at any time by written notice given by either party provided that this Agreement shall not be deemed to be terminated by the Client until at least two business days after the Company’s actual receipt of such written notice. Such notice shall not affect any Transaction entered into by the Company prior to the Company’s receipt of the same and shall be without prejudice to any of the rights, powers or duties of the Company or the Client prior to such receipt.
本協議書立約雙方均可以書面通知對方於任何時候終止本協議書，惟客戶祗可於本公司實際接獲以上書面通知後最少兩個營業日後方視作終止本協議書。以上通知不會影響任何本公司於收到通知前本公司代客戶所達成之任何交易，亦不影響到雙方在收到此通知前之任何權利、權力或責任。

As soon as reasonably practicable following termination of this Agreement pursuant to Clause 19.1 above, the Company may :
當按照上文第19.1.條終止本協議書後，本公司可盡早：

Notwithstanding anything to the contrary herein contained, the Company shall has the right exercisable at the Company’s absolute discretion at any time to close any Account(s) maintained in the Client’s name and /or on the Client’s behalf without ascribing any reason therefor.
無論本協議書任何條文是否有相反之規定，本公司有全權酌情決定隨時結淸客戶名下及/或代表客戶訂立之帳戶而無須給予任何理由。

Whilst the Client expect the Company to keep confidential all matters relating to the Account, the Client hereby expressly authorize the Company to provide to the SFC or the Exchange or the Clearing House or any other regulatory authorities in any investigation or enquiry it is undertaking.
雖然客戶預期本公司將予該帳戶有關之事情保密，客戶謹此明確同意如應證監會或聯交所或其他中央結算或其他監管機構之要求，本公司可向彼等提供帳戶之詳細資料，以便協助彼等進行的調查或詢問。

The Client thereby declare that the client have read the Notice on Personal Data (Privacy) Ordinance as attached to this agreement.
客戶在此聲明客戶已詳閱於本合約的附件，根據個人資料(私隱)條例發出的個人資料通告。

The Client’s private information is collected and used by the Company in accordance with the notice to Clients on the Personal Data (Privacy) Ordinance. The Client understands that as an individual client is entitled, by written request to the Company’s Data Protection Officer, to access the personal information held about the Client and, if applicable, to correct any inaccuracies in that information. Unless the Client send a written request to the contrary to the Company’s Data Protection Officer, the information the Company acquire about the Client may be used for the purposes of marketing products and services which may be interest to the Client. The Client agrees that the Company may discloses the Client’s personal information to such persons or classes of persons and use the Client’s personal information for such purposes as may be set out in the Company’s practices relating to personal data from time to time.
本公司是依照其個人資料(私隱)條例的客戶通知來收集和使用客戶的個人資料。客戶明白作為個人客戶有權向本公司的個人資料保護主任提出書面的要求去查閱被持有關於客戶的個人資料及(若適用者)要求更改該些資料錯誤的地方。除非客戶以書面方式通知本公司的個人資料保護主任客戶相反的意向，否則本公司獲得關於客戶的個人資料可被用作向客戶推廣可能客戶有興趣的產品及服務的用途。客戶同意本公司可按其不時的政策及處理方式披露客戶的個人資料給予某些人士或某些類別的人士及使用客戶的個人資料作某些用途。

If the Company fails to meet its obligations to the Client pursuant to this Agreement, the Client will has a right to claim under the Compensation Fund established under the Securities and Futures Ordinance, subject to the terms of the Compensation Fund from time to time.
倘本公司沒有照本協議書之規定履行對客戶之責任，客戶有權根據《證券及期貨條例》成立之賠償基金索償，惟須受賠償基金不時訂立之條款制約。

The Client will notify the Company of any material change to any of the information provided in this Agreement. The Company will notify the Client of any material change in respect of its business which may affect the services the Company provides to the Client.
倘若客戶在本協議書提供的任何資料重大改變，客戶將會通知本公司。倘本公司之業務有重大變更，並且可能影響本公司為客戶提供之服務，本公司將會通知客戶。

The Company may record all telephone conversations with the Client in order to verify the Client’s instructions. The Client agrees to accept the contents of such recording as final and conclusive.
本公司可將所有與客戶進行之電話交談錄音，以核實客戶之指示。客戶同意接納該等錄音內容為最終及具決定性的。

The Company’s records shall, in the absence of manifest error, be conclusive and binding on the Client as to the amount standing to the debit or credit of any of the Client’s Account(s).
在沒有重大錯誤之情况下，本公司之記錄將為確實之證據，在有關任何賬目之支出或入賬數額方面，對客戶具有約束力。

The Client confirms that the Client has read and agrees to the terms of this Agreement, which have been explained to the Client in a language that the Client understands.
客戶確認已詳閱並同意本協議書之條款，而且該等條款已經以客戶明白之語言向客戶解釋。

Repealed
已徹銷

Any illegality, invalidity or unenforceability of any provision of this Agreement under the law of any jurisdiction shall not affect its legality, validity or enforceability of the other provisions or legality, validity or enforceability of this Agreement under the law of any other jurisdiction nor the legality, validity or enforceability of any other provision.
倘本協議書之任何條文被任何司法管轄區之法律判定為非法、無效或不能強制執行，則該項有關非法、無效或不能強制執行之判定不會影響本協議書之其他條文之合法性、有效性或可強制執行性或根據任何其他司法管轄區之法律本協議書之合法性、有效性或可強制執行性，且亦不會影響任何其他條文之合法性、有效性或可強制執行性。

This Agreement constitutes the entire agreement and understanding between the parties hereto in connection with the subject matter of this Agreement and supersedes all previous proposals, representations, warranties, agreements or undertakings relation thereto whether oral, written or otherwise and the parties hereto have not relied on any such proposals, representations, warranties, agreements or undertakings.
本協議書構成有關本協議書之主題就本協議各方之整份協議及諒解，並凌駕於就此之以前所作出之一切建議、聲明、保證、協議或承諾（不論屬口頭、書面、或其他方式者），而本協議各方概無倚賴任何該等建議、聲明、保證、協議或承諾。

In this Agreement, words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship, partnership, syndicate and corporation and vice versa.
於本協議書內所有代表單數之詞彙應包括眾數之涵義，反之亦然，而單一性別之詞彙亦應包括所有性別之涵義，而人士一詞則應包括商號或獨資企業、合夥企業、財團及法團，反之亦然。

The Company will not be liable for any delay or failure to perform its obligations or any losses, damages or costs resulting therefrom so long as it has acted in good faith. Moreover, the Company will not be held responsible for any consequences resulting whether directly or indirectly from any uncontrollable events including without limitation government restrictions, exchange ruling, the third party conduct, suspension of trading, war, strikes or other circumstances or conditions beyond the Company’s control.
只要本公司是以良好信念行事，本公司無須就延遲或未有履行其義務或因此而導致的任何損失、損害或費用承擔責任。此外，本公司無須對任何直接或間接地源自任何無法控制的事件的後果負責。該等事件包括但不限於政府限制、交易所裁決、第三者行為、停牌或停市、戰爭、罷工及任何本公司的控制範圍以外的行為。

The Client reminded and hereby acknowledges that the Client should read this document carefully before the Client decides to accept the terms and conditions of this Agreement. In the event that the Client is in any doubt about this document, the Client is reminded and understands that the Client should consult the Client’s solicitor or other professional adviser.
證券買賣須承受風險。客戶知道及在此確認在決定接受本協議書之條款及條件必須首先小心閱讀此文件。如客戶對本協議書有任何疑問，客戶須知及明白其應當向客戶律師或其他專業顧問諮詢。

The Company shall not be responsible for any unavailability of funds due to government intervention, act of God or other causes beyond the Company’s control.
本公司無須為由於政府干預或天災或其他不受本公司控制之原因以致未能取得足夠資金而負責。

The Client hereby agrees that once the Client has enrolled in Instant Order Confirmation Service by SMS (“Service”), the Client will be notified through this Service the processing status of the Client’s buy/sell orders for securities. No personal call will be made. The Company will not assume any liability or responsibility for any failure or delay in transmitting information to the Client or for any error or inaccuracy in such information unless it results from any negligence or willful default on the part of the Company. In addition, the Company will not be responsible for arranging any message to be re-sent to the Client. The message transmitted shall not be taken as conclusive evidence of the matters to which it relates, if information received pursuant to the Service is inconsistent with that on the combined daily statement of account and contract notes supplied by the Company, the later record shall prevail.
登記使用即時短訊覆盤服務(“服務”)後，客戶同意買賣證券之指示處理情況將透過本服務通知客戶，而不再有專人覆盤。除非由本公司之疏忽或蓄意犯錯所致，否則傳送予客戶之訊息如有任何失敗或延誤、或該等訊息有任何錯誤或不確，本公司均不須負責任何責任。另外，本公司並無責任安排向客戶重新傳送任何訊息，傳送予客戶之訊息不能被視為有關事項之確證，若根據此服務傳送予客戶之訊息所載的資料與本公司發出之綜合成交單據及帳戶日結單所載之資料有所不符，一切均以後者所載之資料為準。

To the extent permitted by law, the Company may from time to time amend any of the terms and conditions of this Agreement without prior notice to or approval from the Client and such amendments shall come into effect immediately upon the Client's deemed receipt of the Company's notice. The Client acknowledges and agrees that if the Client does not accept any amendments as notified by the Company from time to time, the Client shall have the option to terminate this Agreement by given a written notice to the Company.
在法律容許之範圍內，本公司可不時修訂本協議之任何條件及條款，毋須事前通知客戶或取得客戶批准，該等修訂於客戶被視作接獲本公司之通告時立即生效。客戶得悉及同意，倘客戶不接受本公司不時通知之任何修訂，客戶將有權選擇以書面型式通知本公司終止本協議。

No person other than the Client and our Company will have any right under the Contracts (Rights of Third Parties) Ordinance to enforce or enjoy the benefit of any of the provisions of this Client Agreement.
除閣下及本公司外，並無其他任何人士有權按《合約（第三者權利）條例》強制執行本條款及細則的任何條文，或享有本條款及細則的任何條文下的利益。

If our Company solicits the sale of or recommends any financial products to the Client, the financial products must be reasonably suitable for you having regard to your financial situation, investment experience and investment objectives. No other provision of this agreement or any other document we may ask you to sign and no statement we may ask you to make derogates from this clause.
Note: “Financial product” means any securities, futures contracts or leveraged foreign exchange contracts as defined under the SFO. Regarding “leveraged foreign exchange contracts”, it is only applicable to those traded by persons licensed for Type 3 regulated activities.
假如本公司向閣下招攬銷售或建議任何金融產品，該金融產品必須是我們經考慮閣下的財政狀況、投資經驗及投資目標後而認為合理地適合閣下的。本協議的其他條文或任何其他我門可能要求閣下簽署的文件及我們可能要求閣下作出的聲明概不會減損本條款的效力。
註: “金融產品” 指《證劵及期貨條例》所界定的任何證券、期貨合約或槓桿式外匯交易合約。就 “槓桿式外匯交易合約” 而言，其只適用於由獲得發牌經營第3類受規管活動的人所買賣的該等槓桿式外匯交易合約。

This Agreement shall be construed in accordance with and be governed by the laws of Hong Kong and the parties hereto hereby submit to the non-exclusive jurisdiction of the courts of Hong Kong provided that the Company shall have the right to proceed against the Client in any other court which has jurisdiction over the Client or any of the Client’s assets.
本協議書受香港法律管轄，並按其詮釋，而本協議各方茲同意接受香港法院之非專屬性管轄權所管轄，但本公司可在具有效管轄權的任何法院針對客戶或其任何財產向客戶提出訴訟。

If the Client is an individual or a company domiciled outside Hong Kong, the Client shall, immediately upon demanded by the Company, appoint a person or agent in Hong Kong to be its process agent to receive all notices and communications relating to any legal proceedings involving the Client and the Client agrees that any service of any legal process on the process agent shall constitute sufficient service on the Client for the purpose of legal proceedings in the Hong Kong courts.
如果客戶是在香港以外地方居住或註冊的人士或公司，客戶必須立刻於本公司提出要求的時候委任一名於香港的人士或代理人作為客戶的法律文件接收人，以收取任何涉及客戶的法律訴訟的有關通知及通訊，而客戶亦同意就在香港法院進行的法律訴訟而言，任何對法律文件接收人的法律文件送達，即構成為對客戶的法律文件的妥善送達。

the daily operation of the services and margin facilities provided to clients;
為提供服務和信貸給客戶之日常運作；

conducting credit checks;
作信貸檢查；

assisting other financial institutions to conduct credit checks;
協助其他財務機構作信貸檢查；

ensuring ongoing credit worthiness of clients;
確保客戶良好的信用度；

designing financial services or related products for clients’ use;
為客戶制定財務服務或有關產品；

marketing financial services or related products;
宣傳財務服務或有關產品；

determining the amount of indebtedness owed to or by clients;
確定電訊數碼與客戶之間的債務；

collection of amounts outstanding from clients and those providing security for clients’ obligation;
向客戶及為客戶提供擔保或抵押的人士追收欠款；

meeting the requirements to process and make disclosure under the requirements of any legal and /or regulatory requirements (including without limitation, the U.S. Foreign Account Tax Compliance Act) or court orders binding on Telecom Digital; and
根據公司須遵守的規則、條例(包含但不限於美國海外帳戶稅收遵循法)及法例要求作出披露；及

purposes relating thereto.
與上述有關的用途。

any agent, contractor or third party service provider who provides administrative, telecommunications, computer, payment or other services to Telecom King in connection with the operation of its business;
任何由中介人、承包商，或提供行政、電訊、電腦、支付或其他和電訊數碼業務運作有關服務的第三者服務供應者；

any other person under a duty of confidentiality to Telecom King including its related company, professional and agents who have undertaken to keep such information confidential;
任何對電訊數碼有保密責任的人，包括其聯營公司、專業人士及中介人；

any financial institution with which the client has or proposes to have dealings;
任何和客戶已有或建議交易的金融機構；

any actual or proposed assignee of Telecom King or participant or sub-participate or transferee of Telecom King’s rights in respect of the client;
任何電訊數碼的實際或建議受讓人或參與人或附屬參與人或電訊數碼對客戶的權利的受讓人；

any other governmental or regulatory authorities (including without limitation, the Internal Revenue Service of the United States) to which Telecom King is under a duty to disclose such data; and/or
任何電訊數碼有責任披露該等資料之其他政府或規定之機構(包含但不限於美國國內稅收局)；及/或

any person with client’s express or implied consent.
經客戶直接或間接同意的人士 。

check whether Telecom King holds data about him/her and the right of access to such data;
查核電訊數碼是否持有客戶的資料及查閱有關的資料；

require Telecom King to correct any data relating to him/her which is inaccurate; and
要求電訊數碼更改與該人士有關而不準確的資料；及

ascertain Telecom King’s policies and practices in relation to data and to be informed of the kind of personal data held by Telecom King.
查詢電訊數碼對相關資料之政策和使用常規及電訊數碼所持有的個人資料的種類。

the name, contact details, products and services portfolio information, transaction pattern and behavior, financial background and statistics held by Telecom King may from time to time be used by Telecom King in direct marketing;
電訊數碼持有客戶的姓名、聯絡詳情、產品及服務組合資料、交易模式及行為、財務背景及統計資料可不時被用 於直接促銷；

the following classes of services, products and subjects may be marketed:
可用作直接促銷的服務、產品及標的之類別如下：

the above services, products and marketing subjects maybe provided or (in the case of donations and contributions) solicited by Telecom King and/or:
上述服務、產品及標的可能由電訊數碼及/或以下各方提供或(就捐款及捐贈而言)徵求：

in addition to marketing the above services, products and subjects itself, Telecom King also intends to provide the data described in Paragraph 6a above to all or any of the persons described in Paragraph 6c above for use by them in marketing those services, products and subjects, and Telecom King requires the Client’s written consent (which includes an indication of no objection) for that purpose;
除電訊數碼直接促銷上述服務、產品及標的以外，電訊數碼擬將以上第 6a 段所述的資料提供予以上第 6c 段所述 的全部或任何人士，以供該等人士在促銷該等服務、產品及標的中使用，而電訊數碼為此用途須獲得客戶書面確 認(包括不反對之表示)；

Telecom King may receive money or other property in return for providing the data to the other persons in Paragraph 6d above and, when requesting the Client’s consent or no objection as described in Paragraph 6d above, Telecom King will inform the 27 Version 2019/12/066 Client if it will receive any money or other property in return for providing the data to the other persons;
電訊數碼可能因如以上第 6d 段所述將資料提供予其他人而獲得金錢或其他財產的回報。若電訊數碼會因提供資 料予其他人士而獲得金錢或其他財產的回報，電訊數碼會於以上第 6d 段所述徵求客戶同意或不反對之表示；

If the Client wishes Telecom King to cease using and providing his/her personal data to other persons for use in direct marketing, the Client may notify Telecom King in writing by mailing or faxing the written notification to the postal address or fax number provided in Paragraph 8 below. Telecom King shall then cease using and providing his/her personal data for direct marketing purposes without any charge.
如客戶希望電訊數碼停止使用客戶的個人資料及提供予其他人士作直接促銷用途，客戶可以書面方式通知電訊數碼證券，其郵寄地址及傳真號碼載於下文第 8 段。此後，電訊數碼必須停止使用及提供客戶的個人資料作直接促銷用 途，費用全免。

Foreign Account Tax Compliance Act is 26 USC §1471~ §1474, or Internal Revenue Code Chapter 4, includes notice (includes, but not limited to, 26 CFR parts 1 and 301), guidance, and other documents published by Internal Revenue Service.
美國海外帳戶稅收遵循法:指美國Foreign Account Tax Compliance Act即26 USC §1471~ §1474，或稱美國內地稅法第四章(Internal Revenue Code Chapter 4)，並包括美國聯邦政府內地稅收局(Internal Revenue Service)發布的相關行政命令(包括但不限於26 CFR Parts 1及301)、指引及申辦表單等。

International agreement: includes, but not limited to, intergovernmental agreements that facilitate the effective and efficient implementation of FATCA sign between U.S. and Hong Kong governments.
條約或國際協議：包括但不限於香港特區政府與美國政府或雙方政府之代表人或代表機構間簽訂關於美國海外帳戶稅收遵循法執行的政府間協議(Intergovernmental Agreement)。

Beneficial owner of a Contract: Beneficial owner includes, but not limited to, holder of the account to which Contracting party has standing instruction to wire money to. Should the contract party be a legal entity, the beneficial owner is the person who holds directly or indirectly ownership of stock; holder of partnership interests; owner of investment benefits; beneficiary of a trust; or the substantial beneficiary of interests of an account as otherwise defined by FATCA.
立約人之受益人：包括但不限於立約人指定自動或定期轉帳轉入帳戶持有人；立約人如為非自然人之法律實體時，對立約人直接或間接擁有股權性利益、合夥利益、投資利益、信託利益之人，以及其他依美國海外帳戶稅收遵循法可認定雖非直接持有帳戶，但實質享有帳戶利益之人。

Nationality and chapter 4 status: includes, but not limited to, nationality, and/or residence status；Taxpayer Identification Number, Global Intermediary Identification Number；IRS Form W-8, Form W-9, substitute forms, and other documents that may be relevant in determining a person's chapter 4 status.
國籍與稅籍稅務資料：包括但不限於國籍、雙重國籍或永久居留權身分；納稅義務人辨識編號(Taxpayer Identification Number)、全球中介機構辨識編號(Global Intermediary Identification Number)；美國稅務Form W-8、Form W-9或其他替代性文件，以及其他依美國海外帳戶稅收遵循法指定金融機構必須調查或取得的帳戶相關資料。

Other related terms: 其他名詞解釋：